Securities And Exchange Commission Stories
SEC weighs two money market fund proposals
February 07, 2012
| Reuters
(Reuters) - The chairman of the Securities and Exchange Commission is eyeing two potential plans to bolster the stability of money market funds, but their fate remains...
SEC's Gallagher wants more oversight of brokers
February 06, 2012
| Reuters
WASHINGTON (Reuters) - Congress made a mistake when it stripped away most of the Securities and Exchange Commission's authority to police the holding companies of...
SEC reaches settlement with former Qwest CFO
February 03, 2012
| AP
The Securities and Exchange Commission has reached a settlement with former Qwest Communications International Inc. Chief Financial Officer Robert Woodruff over its civil fraud...
Skepticism rises around SEC fiduciary rule
January 31, 2012
| Reuters
NEW YORK (Reuters) - Financial industry observers are increasingly skeptical that the U.S. Securities and Exchange Commission's planned proposal to require a uniform fiduciary...
Congress exempt from some laws, but others apply
January 30, 2012
| AP
The Senate is opening debate on legislation to ban insider financial trading by members of Congress, though the Securities and Exchange Commission says lawmakers already are...
Exiting watchdog sees flaws in SEC's rulewriting
January 27, 2012
| Reuters
WASHINGTON, DC (Reuters) - In his final act before departing the Securities and Exchange Commission on Friday, the agency's inspector general, David Kotz, criticized how...
SEC inspector general leaving post after 4 years
January 17, 2012
| AP
The inspector general for the Securities and Exchange Commission is leaving his position after four years, during which he put the agency under harsh scrutiny and exposed serious...
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Crikey!
December 24, 1999
| VentureBeat
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